The SEBI Circular was released on 13-Dec-2021 for IAs & RAs certain points to be implemented w.e.f. 1st Jan 2022. This service pack will include below actionable items to be done before the end of this year 2021.
☑️ Update Annexure – A (called Investor Charter provided by SEBI) on your website/mobile app
☑️ Email this to your clients (existing + new), if do not have a website/mobile app
☑️ Display Complaints in 3 formats (Monthly, MOM & YOY) on website/mobile app by 7th day of every month as shared in Annexure – B
☑️ Email this to all your clients every month to all (existing + new), if do not have a website/mobile app
☑️ Display link/option on websites for clients to lodge complaints to IA/RA & at SCORES as well
☑️ Update the website with the name, proprietor name, type of registration, registration number, validity, complete address with telephone numbers, and associated SEBI regional/local office details
For more information, you can reach our support team @ [email protected] or 999-33-33-034 or visit www.india-shine.com